Henry Clement Hok Wai Yau
邱學煒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Henry Clement Hok Wai Yau (邱學煒), a licensed Responsible Officer with CE reference ACH182. Currently licensed at 1 firm(s): Quam Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 31.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Capital Limited 華富建業企業融資有限公司 |
RO | Type 1 — Dealing in securities | 2022-06-28 | present |
| Quam Capital Limited 華富建業企業融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-06-28 | present |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-30 | 2022-06-28 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-03-30 | 2022-06-28 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2018-07-03 | 2022-01-25 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-07-03 | 2022-01-25 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-20 | 2018-07-03 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-04-20 | 2018-07-03 |
| CMBC International Capital Limited 民銀資本有限公司 |
RO | Type 1 — Dealing in securities | 2017-03-17 | 2017-10-20 |
| CMBC International Capital Limited 民銀資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-03-17 | 2017-10-20 |
| Quam Capital Limited 華富建業企業融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-01-26 | 2016-05-13 |
| Wealth Legend Asset Management Limited 創泓資產管理有限公司 |
RO | Type 4 — Advising on securities | 2014-06-27 | 2015-04-01 |
| Wealth Legend Asset Management Limited 創泓資產管理有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-06-27 | 2015-04-01 |
| Wealth Legend Asset Management Limited 創泓資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-12 | 2014-06-27 |
| Wealth Legend Asset Management Limited 創泓資產管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-05-12 | 2014-06-27 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
RO | Type 1 — Dealing in securities | 2013-10-25 | 2014-02-28 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
RO | Type 4 — Advising on securities | 2013-10-25 | 2014-02-28 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-10-25 | 2014-02-28 |
| Deloitte & Touche Corporate Finance Limited 德勤企業財務顧問有限公司 |
RO | Type 1 — Dealing in securities | 2012-05-15 | 2013-03-15 |
| Deloitte & Touche Corporate Finance Limited 德勤企業財務顧問有限公司 |
RO | Type 4 — Advising on securities | 2012-05-15 | 2013-03-15 |
| Deloitte & Touche Corporate Finance Limited 德勤企業財務顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-05-15 | 2013-03-15 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-06 | 2012-01-20 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-07-06 | 2012-01-20 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-07-06 | 2012-01-20 |
| Ivory Capital Private Limited |
Rep | Type 4 — Advising on securities | 2009-09-08 | 2010-02-28 |
| Ivory Capital Private Limited |
RO | Type 6 — Advising on corporate finance | 2009-09-08 | 2010-02-28 |
| Ivory Capital Private Limited |
Rep | Type 6 — Advising on corporate finance | 2009-08-03 | 2009-09-08 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-12-21 | 2009-01-10 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-15 | 2009-01-10 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-12-13 | 2004-12-21 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2003-04-17 | 2004-09-23 |