Frontier Capital Investment Limited
方達資本投資有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frontier Capital Investment Limited (方達資本投資有限公司), a Hong Kong-based licensed corporation with CE reference AZQ422. Current licensed staff on file: 0 (total recorded over time: 23). Earliest licence on file: 2013-01-29.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2013-01-29 | 2022-01-14 |
| Type 4 — Advising on securities | 2013-01-29 | 2022-01-14 |
| Type 6 — Advising on corporate finance | 2013-01-29 | 2022-01-14 |
Licensed staff (all-time) (23)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Veronique Wen Cai 蔡雯 | RO 1, 4 | 2013-01 | 2013-02 |
| Chi Man Chan 陳志文 | RO 4 Rep 4 | 2019-05 | 2021-01 |
| Justin Sano Chan 陳生樂 | RO 1, 4, 6 | 2013-01 | 2014-04 |
| Joseph Cho Yam Chang 張祖蔭 | RO 1, 4, 6 Rep 6 | 2014-12 | 2015-02 |
| Hung Fai Choi 蔡雄輝 | RO 6 Rep 1, 4, 6 | 2016-06 | 2016-09 |
| Steven Chun Hin Chu 朱振軒 | RO 1, 4 Rep 6 | 2015-08 | 2017-05 |
| Wallace Tzi Chun Foo 傅至真 | RO 6 | 2014-08 | 2015-06 |
| Sze Wan (SFC:AKS933) Lee 李詩韻 | RO 1, 4, 6 Rep 1, 4, 6 | 2014-07 | 2014-08 |
| Chia Sheng Lin 林佳聲 | RO 1, 4, 6 | 2017-02 | 2021-04 |
| Siu Tao Shiu 蕭少滔 | RO 1, 4, 6 Rep 1, 4, 6 | 2014-08 | 2015-12 |
| Leonard Chu Tang 鄧儲 | RO 1, 4, 6 | 2015-09 | 2015-10 |
| Andrew Chung Lam Tsang 曾忠林 | RO 1, 4, 6 | 2016-03 | 2017-01 |
| Man Yin Wong 黃文嬿 | RO 4 Rep 4 | 2017-09 | 2018-01 |
| Kam Shing Yam 任錦成 | RO 1, 4, 6 | 2013-01 | 2013-09 |
| Henry Clement Hok Wai Yau 邱學煒 | RO 1, 4, 6 | 2013-10 | 2014-02 |
| Letitia Yuen Man Yip 葉婉雯 | RO 1, 4, 6 Rep 1, 6 | 2017-03 | 2021-01 |
| Yan (SFC:BHV329) Yu 遇言 | RO 1, 4 | 2017-01 | 2018-12 |
| Daqi Chen 陳達祺 | Rep 1, 6 | 2018-06 | 2019-03 |
| Sai Pang Chim 詹世鵬 | Rep 1, 4, 6 | 2014-11 | 2015-08 |
| Tsun Hong Ho 何俊康 | Rep 1, 6 | 2017-06 | 2019-01 |
| David Ye Hin Tan 陳毅衡 | Rep 1, 4, 6 | 2014-01 | 2014-02 |
| Wing Yung Tse 謝穎榕 | Rep 1, 4, 6 | 2013-03 | 2013-08 |
| Clinton Yumo Wu 吳雨墨 | Rep 1, 4 | 2019-10 | 2020-04 |
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