Joseph Cho Yam Chang
張祖蔭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Cho Yam Chang (張祖蔭), a licensed Representative with CE reference AGB116. Currently licensed at 2 firm(s): Kingsway SW Asset Management Limited, Kingsway Financial Services Group Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 39.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-09-29 | present |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-18 | present |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 9 — Asset management | 2022-01-18 | present |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-22 | present |
| Tongfang Securities Limited 同方證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-08 | 2021-10-18 |
| Tongfang Capital Limited 同方資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-09-29 | 2021-10-18 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
RO | Type 4 — Advising on securities | 2016-02-17 | 2017-01-28 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-02-17 | 2017-01-28 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 9 — Asset management | 2016-01-11 | 2017-01-28 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-10-09 | 2017-01-28 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-12 | 2015-10-09 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-02-13 | 2015-02-13 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
RO | Type 1 — Dealing in securities | 2014-12-18 | 2015-02-13 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
RO | Type 4 — Advising on securities | 2014-12-18 | 2015-02-13 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-12-18 | 2015-02-13 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
RO | Type 1 — Dealing in securities | 2013-01-07 | 2013-07-09 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-05 | 2013-07-09 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-05 | 2013-01-07 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-11-05 | 2013-07-09 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-31 | 2012-10-05 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-31 | 2012-10-05 |
| ABCI Capital Limited 農銀國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2011-10-27 | 2012-10-05 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-23 | 2011-10-27 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-08-23 | 2012-10-05 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-31 | 2011-04-19 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-12-31 | 2011-04-19 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2010-12-31 | 2011-04-19 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2009-05-26 | 2010-06-30 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-05-26 | 2010-06-30 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-07 | 2010-06-30 |
| Goldin Equities Limited 高銀(證券)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-02-12 | 2009-03-23 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 — Advising on securities | 2008-10-27 | 2008-11-14 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-13 | 2008-11-14 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-10-13 | 2008-11-14 |
| Kingsway Capital Limited 滙富融資有限公司 |
RO | Type 1 — Dealing in securities | 2008-08-14 | 2008-10-01 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 1 — Dealing in securities | 2007-11-19 | 2008-10-01 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2004-11-03 | 2007-11-19 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-11-03 | 2008-10-01 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-11-03 | 2008-10-01 |