Letitia Yuen Man Yip
葉婉雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Letitia Yuen Man Yip (葉婉雯), a licensed former licensee with CE reference AIY988. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CSpro (Hong Kong) Limited 高普科技金融(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2023-08-14 | 2024-07-31 |
| Somerley Capital Limited 新百利融資有限公司 |
RO | Type 1 — Dealing in securities | 2022-09-15 | 2023-08-01 |
| Somerley Capital Limited 新百利融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-09-15 | 2023-08-01 |
| Somerley Capital Limited 新百利融資有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-02 | 2022-09-15 |
| Somerley Capital Limited 新百利融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-06-02 | 2022-09-15 |
| Merdeka Securities Limited 領智證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-05-18 | 2022-03-31 |
| Merdeka Corporate Finance Limited 領智企業融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-05-18 | 2022-03-31 |
| Merdeka Securities Limited 領智證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-11 | 2021-05-18 |
| Merdeka Corporate Finance Limited 領智企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-03-11 | 2021-05-18 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-04 | 2021-01-14 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
RO | Type 4 — Advising on securities | 2019-01-04 | 2021-01-14 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-03-21 | 2021-01-14 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-01 | 2019-01-04 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-03-01 | 2017-03-21 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-07-12 | 2017-02-24 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-02-22 | 2016-07-12 |
| Altus Investments Limited | Rep | Type 1 — Dealing in securities | 2005-12-20 | 2009-06-19 |
| Altus Capital Limited 浩德融資有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-10 | 2005-10-10 |
| Altus Capital Limited 浩德融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-04-07 | 2009-06-19 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-07-04 | 2005-03-11 |