Wing Yung Tse
謝穎榕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Yung Tse (謝穎榕), a licensed former licensee with CE reference BAV652. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-26 | 2015-03-09 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-26 | 2015-03-09 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 9 — Asset management | 2013-08-26 | 2015-03-09 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-04 | 2013-08-26 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
Rep | Type 4 — Advising on securities | 2013-03-04 | 2013-08-26 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-03-04 | 2013-08-26 |