David Ye Hin Tan
陳毅衡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Ye Hin Tan (陳毅衡), a licensed Responsible Officer with CE reference AGG766. Currently licensed at 2 firm(s): Haitong International Securities Company Limited, Haitong International Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 17.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-04-17 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 4 — Advising on securities | 2014-04-17 | present |
| Haitong International Capital Limited 海通國際資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-04-17 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-05 | 2014-04-17 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-03-05 | 2014-04-17 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-03-05 | 2014-04-17 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-14 | 2014-02-13 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-14 | 2014-02-13 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-01-14 | 2014-02-13 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-27 | 2013-01-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-27 | 2013-01-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-08-27 | 2013-01-01 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-05-23 | 2010-07-17 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-04-01 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 4 — Advising on securities | present | 2007-04-01 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2007-04-01 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 9 — Asset management | present | 2007-04-01 |