Alex Kin Chung Lau
劉健聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex Kin Chung Lau (劉健聰), a licensed Responsible Officer with CE reference AXH629. Currently licensed at 1 firm(s): Fortune Financial Capital Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fortune Financial Capital Limited 富強金融資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2025-06-26 | present |
| Fortune Financial Capital Limited 富強金融資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2025-06-25 | 2025-06-26 |
| Tianlong Capital Management Limited 天龍資本管理有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-05-28 | 2025-06-02 |
| Tianlong Capital Management Limited 天龍資本管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-04-20 | 2020-05-28 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-06-11 | 2019-12-31 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-19 | 2019-12-31 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-04-19 | 2018-06-11 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-09-07 | 2018-03-04 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-09 | 2018-03-04 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-10 | 2018-03-04 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-04-10 | 2017-09-07 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-18 | 2017-02-26 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-01-18 | 2017-02-26 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-25 | 2014-11-24 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-02-25 | 2014-11-24 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-02-25 | 2014-11-24 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-18 | 2014-01-30 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-05-18 | 2014-01-30 |