Wai Kin Au Yeung
歐陽偉健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kin Au Yeung (歐陽偉健), a licensed Responsible Officer with CE reference AZJ599. Currently licensed at 1 firm(s): Draco Capital Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Draco Capital Limited 瓏盛資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-03-04 | present |
| Draco Capital Limited 瓏盛資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-10-30 | 2021-03-04 |
| Donvex Capital Limited 富域資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-06-22 | 2020-10-21 |
| VBG Capital Limited 建泉融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-13 | 2017-12-05 |
| VBG Capital Limited 建泉融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-10-13 | 2017-12-05 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-09 | 2017-09-26 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-11-09 | 2017-09-26 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-08-22 | 2016-11-01 |
| Donvex Capital Limited 富域資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-06-28 | 2016-05-27 |
| KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-30 | 2013-04-08 |
| CA Premium International (HK) Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2012-05-30 | 2013-04-08 |