Tung Shing Yau
邱東成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tung Shing Yau (邱東成), a licensed Responsible Officer with CE reference BHP483. Currently licensed at 1 firm(s): Silverbricks Securities Company Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Silverbricks Securities Company Limited 元庫證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-08-30 | present |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-03-01 | 2022-04-30 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-07-13 | 2021-03-01 |
| Draco Capital Limited 瓏盛資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-01-22 | 2020-06-05 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-23 | 2018-12-31 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-04-18 | 2018-12-31 |
| Euto Capital Partners Limited 裕韜資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-06-30 | 2018-04-06 |