Wing Yan (SFC:AWT521) Chan
陳穎殷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Yan (SFC:AWT521) Chan (陳穎殷), a licensed former licensee with CE reference AWT521. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-24 | 2015-01-05 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-04-24 | 2015-01-05 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-09 | 2014-04-11 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-02-09 | 2014-04-11 |