Wai Yu Chan
陳威宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yu Chan (陳威宇), a licensed Responsible Officer with CE reference BHH219. Currently licensed at 1 firm(s): Draco Capital Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Draco Capital Limited 瓏盛資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-09-02 | present |
| Draco Capital Limited 瓏盛資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-08-14 | 2020-09-02 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
RO | Type 1 — Dealing in securities | 2019-05-28 | 2020-07-31 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-05-28 | 2020-07-31 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-12 | 2019-05-28 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-04-12 | 2019-05-28 |