Michael Cho Wing Lee
李祖榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Cho Wing Lee (李祖榮), a licensed Responsible Officer with CE reference AFI576. Currently licensed at 1 firm(s): Pulsar Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pulsar Capital Limited 脈搏資本有限公司 |
RO | Type 1 — Dealing in securities | 2019-05-23 | present |
| Pulsar Capital Limited 脈搏資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-05-23 | present |
| Pulsar Capital Limited 脈搏資本有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-14 | 2019-05-23 |
| Pulsar Capital Limited 脈搏資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-03-14 | 2019-05-23 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
RO | Type 1 — Dealing in securities | 2018-05-21 | 2019-01-25 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-05-21 | 2019-01-25 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-21 | 2018-05-21 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-03-21 | 2018-05-21 |
| Pine Peak Corporate Finance Limited 高通融資有限公司 |
RO | Type 1 — Dealing in securities | 2017-09-15 | 2018-02-28 |
| Pine Peak Corporate Finance Limited 高通融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-09-15 | 2018-02-28 |
| Dakin Capital Limited 德健融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-06-13 | 2017-06-26 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-08 | 2016-06-03 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-06-08 | 2016-06-03 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-15 | 2015-05-22 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-01-15 | 2015-05-22 |
| TC Capital International Limited 天財資本國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-04-16 | 2014-12-25 |
| Messis Capital Limited 大有融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-03-09 | 2014-03-25 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-07-25 | 2008-08-08 |
| Joy Silver Limited 喜銀有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-10-23 | 2008-06-25 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-03-28 | 2006-10-03 |
| Hercules Capital Limited 凱利融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-08-29 | 2006-02-27 |