Jennifer Audrey Wing Cheung Mok
莫詠璋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jennifer Audrey Wing Cheung Mok (莫詠璋), a licensed former licensee with CE reference AWT901. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-16 | 2023-06-19 |
| Yue Xiu Capital Limited 越秀融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-11-16 | 2023-06-19 |
| Alliance Capital Partners Limited 同人融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-23 | 2021-10-29 |
| Alliance Capital Partners Limited 同人融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-06-23 | 2021-10-29 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-20 | 2017-05-19 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-01-20 | 2017-05-19 |
| RaffAello Capital Limited | Rep | Type 6 — Advising on corporate finance | 2014-08-25 | 2014-11-15 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-11 | 2014-06-13 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-04-11 | 2014-06-13 |
| Deloitte & Touche Corporate Finance Limited 德勤企業財務顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-03 | 2014-03-24 |
| Deloitte & Touche Corporate Finance Limited 德勤企業財務顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-09-03 | 2014-03-24 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-03-15 | 2011-05-14 |