Cecilia Yin Ming Tam
譚燕明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cecilia Yin Ming Tam (譚燕明), a licensed Responsible Officer with CE reference ATO160. Currently licensed at 1 firm(s): Ignite Capital (Asia Pacific) Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ignite Capital (Asia Pacific) Limited 燃亮資本(亞太)有限公司 |
RO | Type 6 — Advising on corporate finance | 2024-12-05 | present |
| China Sunrise Capital Limited 華升資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-12-05 | 2024-11-29 |
| China Sunrise Capital Limited 華升資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-12-01 | 2023-12-05 |
| WRise Capital Limited 昇世資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-04-29 | 2023-11-20 |
| Pulun International Capital Limited 普倫國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-03-09 | 2021-11-30 |
| Pulun International Capital Limited 普倫國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2020-01-09 | 2021-03-03 |
| Pulun International Capital Limited 普倫國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-01-09 | 2020-03-09 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-30 | 2020-01-07 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-05-30 | 2020-01-07 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-05-10 | 2018-05-30 |
| Quam Capital Limited 華富建業企業融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-09-10 | 2018-04-22 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-11-23 | 2015-09-10 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-11 | 2010-11-06 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-11 | 2010-11-06 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-09-11 | 2010-11-06 |