Geoffrey Chak Fai Lee
李澤暉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Geoffrey Chak Fai Lee (李澤暉), a licensed Responsible Officer with CE reference BBI087. Currently licensed at 1 firm(s): Quam Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Capital Limited 華富建業企業融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2024-07-04 | present |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-03 | present |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-09-03 | 2024-07-04 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-20 | 2021-08-01 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-11-20 | 2021-08-01 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-24 | 2018-09-14 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-04-24 | 2018-09-14 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-06-17 | 2015-03-26 |