Suen Kit Lam
林宣傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suen Kit Lam (林宣傑), a licensed Responsible Officer with CE reference AIL177. Currently licensed at 1 firm(s): Sinomax Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sinomax Securities Limited 佳富達證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-10-14 | present |
| Sinomax Securities Limited 佳富達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-22 | 2016-10-14 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-04-06 | 2016-08-12 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-12-04 | 2016-08-12 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-30 | 2016-04-06 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-08-16 | 2014-03-11 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-11 | 2014-03-11 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-04 | 2011-07-04 |
| Cushman & Wakefield Capital Asia (HK) Limited |
Rep | Type 1 — Dealing in securities | 2008-10-31 | 2009-06-10 |
| Cushman & Wakefield Capital Asia (HK) Limited |
Rep | Type 6 — Advising on corporate finance | 2008-10-31 | 2009-06-10 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-01-27 | 2005-02-15 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2004-05-28 | 2005-02-15 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-03-15 | 2004-04-28 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-16 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-16 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-16 |