Geoffrey Junxiong Ng
吳駿雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Geoffrey Junxiong Ng (吳駿雄), a licensed Responsible Officer with CE reference BFW885. Currently licensed at 2 firm(s): Orient Capital (Hong Kong) Limited, Orient Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2026-04-29 | present |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-09-25 | present |
| Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2025-09-25 | 2026-04-29 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2024-11-27 | 2025-07-26 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-06-24 | 2023-06-24 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-05 | 2020-05-10 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-06-05 | 2020-05-10 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-26 | 2018-05-20 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-05-26 | 2018-05-20 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-21 | 2016-05-15 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-03-21 | 2016-05-15 |
| Altus Investments Limited | Rep | Type 1 — Dealing in securities | 2015-07-24 | 2016-03-12 |
| Altus Capital Limited 浩德融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-07-24 | 2016-03-12 |