Emily Ho Kei Kwong
鄺可琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Emily Ho Kei Kwong (鄺可琪), a licensed former licensee with CE reference AGB307. Total licence records on file: 32.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2021-02-03 | 2024-06-25 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-07-24 | 2020-08-06 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-07-24 | 2020-08-06 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 4 — Advising on securities | 2018-07-24 | 2020-08-06 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-07-24 | 2020-08-06 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-13 | 2018-07-24 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-13 | 2018-07-24 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-13 | 2018-07-24 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-06-13 | 2018-07-24 |
| Evercore Asia Limited |
RO | Type 6 — Advising on corporate finance | 2015-09-24 | 2017-05-26 |
| Evercore Asia Limited |
RO | Type 1 — Dealing in securities | 2013-03-01 | 2017-05-26 |
| Evercore Asia Limited |
Rep | Type 1 — Dealing in securities | 2013-01-30 | 2013-03-01 |
| Evercore Asia Limited |
Rep | Type 6 — Advising on corporate finance | 2013-01-30 | 2015-09-24 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2009-11-12 | 2010-05-01 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2009-11-12 | 2010-05-01 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2009-11-12 | 2010-05-01 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-28 | 2009-11-12 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-27 | 2009-11-12 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-08-27 | 2009-11-12 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-10 | 2009-07-31 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-07-10 | 2009-07-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2008-09-26 | 2009-01-23 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2008-09-26 | 2009-01-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2008-09-26 | 2009-01-23 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2008-09-26 | 2009-01-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2008-09-26 | 2009-01-23 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2008-09-26 | 2009-01-23 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-08-22 | 2006-10-04 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2004-11-24 | 2006-10-04 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-23 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2006-08-22 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-23 |