William Ka Chung Lam
林家璁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Ka Chung Lam (林家璁), a licensed former licensee with CE reference AAS664. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sinochem Kingsway Asset Management Limited |
RO | Type 6 — Advising on corporate finance | 2005-06-30 | 2006-04-24 |
| Sinochem Kingsway Asset Management Limited |
RO | Type 9 — Asset management | 2005-06-30 | 2006-04-24 |
| Kingsway SBF Investment Management Company Limited |
RO | Type 9 — Asset management | 2005-05-04 | 2006-04-24 |
| Kingsway ATG Asia Limited |
RO | Type 1 — Dealing in securities | 2003-10-07 | 2004-06-30 |
| Kingsway ATG Asia Limited |
RO | Type 7 — Providing automated trading services | 2003-10-07 | 2004-06-30 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 9 — Asset management | 2003-10-07 | 2006-04-24 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 1 — Dealing in securities | present | 2006-04-24 |
| Kingsway SW Fund Management Limited 滙富基金管理有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-09-25 |
| Kingsway Capital Limited 滙富融資有限公司 |
RO | Type 4 — Advising on securities | present | 2003-10-06 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 4 — Advising on securities | present | 2003-10-06 |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
RO | Type 4 — Advising on securities | present | 2003-10-06 |
| Kingsway SW Fund Management Limited 滙富基金管理有限公司 |
RO | Type 4 — Advising on securities | present | 2003-09-25 |
| Kingsway Capital Limited 滙富融資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2006-04-24 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2006-04-24 |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2006-04-24 |
| Kingsway SW Fund Management Limited 滙富基金管理有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-09-25 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-10-06 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 9 — Asset management | present | 2006-04-24 |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
RO | Type 9 — Asset management | present | 2006-04-24 |
| Kingsway Capital Limited 滙富融資有限公司 |
RO | Type 9 — Asset management | present | 2003-10-06 |
| Kingsway SW Fund Management Limited 滙富基金管理有限公司 |
RO | Type 9 — Asset management | present | 2003-09-25 |