Ching Wan Chan
陳青雲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Wan Chan (陳青雲), a licensed Responsible Officer with CE reference AFH098. Currently licensed at 1 firm(s): UniSky Investment Management Company Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 34.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UniSky Investment Management Company Limited 寰宇天瀜投資管理有限公司 |
RO | Type 4 — Advising on securities | 2024-11-06 | present |
| UniSky Investment Management Company Limited 寰宇天瀜投資管理有限公司 |
RO | Type 9 — Asset management | 2024-11-06 | present |
| CASH Asset Management Limited 時富資產管理有限公司 |
RO | Type 9 — Asset management | 2022-11-23 | 2024-01-01 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 4 — Advising on securities | 2022-08-17 | 2024-01-01 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 9 — Asset management | 2022-08-17 | 2024-01-01 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-05-03 | 2022-08-17 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 9 — Asset management | 2022-05-03 | 2022-08-17 |
| Amber Hill Asset Management Limited 安山資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-10-26 | 2022-04-15 |
| Amber Hill Asset Management Limited 安山資產管理有限公司 |
RO | Type 9 — Asset management | 2021-10-26 | 2022-04-15 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-08-19 | 2020-09-09 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
RO | Type 9 — Asset management | 2020-08-19 | 2020-09-09 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-10 | 2020-08-19 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-07-10 | 2020-08-19 |
| ABCI Asset Management Limited 農銀國際資産管理有限公司 |
RO | Type 4 — Advising on securities | 2018-06-07 | 2019-07-30 |
| ABCI Asset Management Limited 農銀國際資産管理有限公司 |
RO | Type 9 — Asset management | 2018-06-07 | 2019-07-30 |
| ABCI Asset Management Limited 農銀國際資産管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-11 | 2018-06-07 |
| ABCI Asset Management Limited 農銀國際資産管理有限公司 |
Rep | Type 9 — Asset management | 2018-04-11 | 2018-06-07 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-11-24 | 2018-03-19 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 9 — Asset management | 2008-07-16 | 2018-03-19 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2008-06-05 | 2008-07-16 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 1 — Dealing in securities | 2007-11-19 | 2008-05-21 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2007-11-19 | 2008-05-21 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2007-11-19 | 2008-05-21 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 4 — Advising on securities | 2007-11-19 | 2008-05-21 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2007-11-19 | 2008-05-21 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
RO | Type 9 — Asset management | 2007-11-19 | 2008-05-21 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 9 — Asset management | 2007-11-19 | 2008-05-21 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 9 — Asset management | 2007-11-19 | 2008-05-21 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-08-27 | 2007-11-19 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2004-08-27 | 2007-11-19 |
| iBest Securities Company Limited | Rep | Type 1 — Dealing in securities | 2004-03-19 | 2008-05-21 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2007-11-19 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2007-11-19 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 — Asset management | present | 2007-11-19 |