CMS Capital (HK) Co., Limited
招商資本(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CMS Capital (HK) Co., Limited (招商資本(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AJL465. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 5 (total recorded over time: 66). Earliest licence on file: 2004-05-06.
Registered address
48th Floor, One Exchange Square, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2004-05-06 | present |
| Type 9 — Asset management | 2004-05-06 | present |
Licensed staff (all-time) (66)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Ching Wan Chan 陳青雲 | RO 4, 9 Rep 4, 9 | 2004-08 | 2008-05 |
| Yim Yim Chan 陳艷艷 | RO 9 | 2010-02 | 2017-03 |
| Ying Lung Chan 陳英龍 | RO 4, 9 Rep 9 | 2010-12 | 2014-10 |
| Violet Chin Huei Chong 常勤慧 | RO 4, 9 Rep 9 | 2004-11 | 2005-12 |
| Yu (SFC:AHL497) Feng 豐羽 | RO 9 | 2009-08 | 2012-09 |
| Yiqiu Han 韓逸秋 | RO 9 Rep 9 | 2008-02 | 2011-02 |
| Tian He 賀添 | RO 4, 9 Rep 4, 9 | 2021-11 | 2025-06 |
| Zhong He 何鐘 | RO 4 | 2009-04 | 2017-09 |
| Woon Lai Ip 葉煥禮 | RO 4, 9 | 2017-11 | 2018-05 |
| Siu Hi Lam 林少喜 | RO 4, 9 | 2012-08 | 2013-09 |
| Yiu Wai Lau 劉耀威 | RO 4, 9 | 2004-05 | 2010-01 |
| Nancy Shuk Ying Lee 李淑英 | RO 4, 9 Rep 9 | 2007-09 | 2009-01 |
| Haiyan (SFC:BXC023) Liu 刘海燕 | RO 4, 9 | 2026-05 | Present |
| Jianye Liu 劉建業 | RO 4, 9 | 2022-04 | 2026-01 |
| Gonglu Lu 鲁公路 | RO 4, 9 | 2023-11 | Present |
| Wai Kit Luk 陸偉傑 | RO 9 | 2008-06 | 2009-08 |
| Yunjun Mao 毛云鋆 | RO 4, 9 Rep 4, 9 | 2021-01 | 2021-09 |
| Samson Rattiwat 范頌才 | RO 4, 9 | 2004-11 | 2007-11 |
| Yun Shen 沈云 | RO 4, 9 | 2024-05 | 2025-10 |
| Patrick Wai Bill Shum 岑維標 | RO 4, 9 | 2012-02 | 2017-11 |
| Yu Feng Sun 孫于峰 | RO 9 Rep 4 | 2008-04 | 2008-06 |
| Vivian Nan Wang | RO 4, 9 Rep 4, 9 | 2016-02 | 2019-01 |
| Francis Chi Wai Wong 王志偉 | RO 4, 9 | 2004-05 | 2004-10 |
| Vivien Wong 黃詠欣 | RO 4, 9 Rep 4, 9 | 2018-06 | 2020-07 |
| Chen (SFC:BQO310) Wu 吳晨 | RO 4, 9 Rep 4, 9 | 2022-06 | 2023-01 |
| Fan (SFC:APF030) Yang 楊帆 | RO 4, 9 | 2018-05 | 2020-04 |
| Jong Ling Yen 嚴中伶 | RO 4, 9 | 2010-01 | 2012-01 |
| Xiangjie Zhang 張翔傑 | RO 4, 9 Rep 4, 9 | 2022-07 | Present |
| Chen (SFC:BPD879) Zhou 周辰 | RO 4, 9 Rep 4, 9 | 2019-12 | 2021-04 |
| Guqiao Chen 陳谷喬 | Rep 9 | 2008-06 | 2011-03 |
| Zeyu Apollo Chen 陳澤宇 | Rep 4, 9 | 2018-03 | 2020-10 |
| Joseph Wing Yan Chow 周永忻 | Rep 9 | 2008-06 | 2008-08 |
| Tong Cui 崔彤 | Rep 4, 9 | 2014-05 | 2017-09 |
| Yang Geng 耿阳 | Rep 4, 9 | 2016-09 | 2017-09 |
| Yushan Han 韓雨珊 | Rep 4, 9 | 2019-02 | 2021-10 |
| Yunfan Hao 郝云帆 | Rep 4, 9 | 2016-05 | 2017-03 |
| Jing (SFC:AMX138) He 何婧 | Rep 9 | 2007-09 | 2008-08 |
| Tian (SFC:BNR765) He 賀添 | Rep 4, 9 | 2018-10 | 2019-05 |
| Shing Yan Ho 何成恩 | Rep 4, 9 | 2013-02 | 2014-10 |
| Sze Man (SFC:APL882) Ho 何思敏 | Rep 9 | 2010-12 | 2013-01 |
| Yong Hu 胡涌 | Rep 4, 9 | 2013-03 | 2014-10 |
| Andrea Ka Yan Lai 黎嘉欣 | Rep 9 | 2007-09 | 2008-08 |
| Chin Pang Lai 黎展鵬 | Rep 4, 9 | 2015-07 | 2016-04 |
| Chun Fai Lam 林振輝 | Rep 9 | 2008-05 | 2008-07 |
| Peter Ping Tak Leung 梁秉德 | Rep 9 | 2008-08 | 2010-10 |
| Po Lam Leung 梁寶琳 | Rep 4, 9 | 2013-08 | 2015-11 |
| Sihua (SFC:BNQ514) Li 李司華 | Rep 4, 9 | 2018-10 | 2019-12 |
| Zheng (SFC:BQW983) Li 李争 | Rep 4, 9 | 2021-04 | 2023-11 |
| Shuang Liu 劉爽 | Rep 4, 9 | 2008-04 | 2008-07 |
| Kung Hang Lo 羅功恆 | Rep 9 | 2007-10 | 2009-04 |
| Tian Bei Ma 馬天蓓 | Rep 9 | 2008-03 | 2008-07 |
| Vincent Chun Shing Phen 彭鎮城 | Rep 9 | 2009-05 | 2012-09 |
| Tung Ning Sen 神東寧 | Rep 4, 9 | 2007-12 | 2009-11 |
| Xiaomeng Shi 石晓矇 | Rep 4, 9 | 2018-10 | 2020-09 |
| Chiu Fung So 蘇晁鋒 | Rep 4, 9 | 2016-02 | 2017-08 |
| Dandan Sun 孫丹丹 | Rep 4, 9 | 2013-10 | 2014-12 |
| Marco Tam 譚浩倫 | Rep 4, 9 | 2011-08 | 2015-12 |
| Pui Jones Wong 黃沛鍾 | Rep 4, 9 | 2022-07 | Present |
| Yingying Yang 楊莹莹 | Rep 9 | 2007-09 | 2008-08 |
| Zifan Yang 楊子帆 | Rep 4, 9 | 2018-11 | 2020-08 |
| Chun Keung Yau 邱鎮強 | Rep 4, 9 | 2009-04 | 2011-04 |
| Hongming Yun 惲弘銘 | Rep 4, 9 | 2020-10 | 2021-10 |
| Lap Kay Yung 容立基 | Rep 9 | 2015-01 | 2017-03 |
| Shuheng Zhang 張書恒 | Rep 4, 9 | 2016-09 | 2017-08 |
| Xi (SFC:BQX866) Zhang 張爔 | Rep 4, 9 | 2021-04 | Present |
| Qiyuan Zhou 周其遠 | Rep 4, 9 | 2018-10 | 2019-04 |
Showing 1–66 of 66
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