Vivian Nan Wang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivian Nan Wang, a licensed Responsible Officer with CE reference BGZ177. Currently licensed at 1 firm(s): Anlly Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Anlly Asset Management Limited 安立資產管理有限公司 |
RO | Type 4 — Advising on securities | 2026-02-27 | present |
| Anlly Asset Management Limited 安立資產管理有限公司 |
RO | Type 9 — Asset management | 2026-02-27 | present |
| Fuda Capital Limited 富達資本有限公司 |
RO | Type 4 — Advising on securities | 2019-12-13 | 2026-01-31 |
| Fuda Capital Limited 富達資本有限公司 |
RO | Type 9 — Asset management | 2019-12-13 | 2026-01-31 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-09-25 | 2019-01-04 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
RO | Type 9 — Asset management | 2017-09-25 | 2019-01-04 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-02-12 | 2017-09-25 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-02-12 | 2017-09-25 |