Francis Chi Wai Wong
王志偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francis Chi Wai Wong (王志偉), a licensed former licensee with CE reference ABF476. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Veco Invest (Asia) Limited 瑞士域寶資產管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2012-09-03 | 2013-09-30 |
| Veco Invest (Asia) Limited 瑞士域寶資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2012-08-24 | 2012-09-03 |
| Capital Instinct Limited 資本觸覺資產管理有限公司 |
RO | Type 9 — Asset management | 2012-05-25 | 2012-08-08 |
| Korea Investment Management Asia Limited 韓國投資運用亞洲有限公司 |
RO | Type 4 — Advising on securities | 2009-08-21 | 2010-05-18 |
| Korea Investment Management Asia Limited 韓國投資運用亞洲有限公司 |
RO | Type 9 — Asset management | 2009-08-21 | 2010-05-18 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2007-11-28 | 2009-08-21 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
RO | Type 9 — Asset management | 2007-11-28 | 2009-08-21 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
Rep | Type 9 — Asset management | 2007-10-10 | 2007-11-28 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2007-09-14 | 2007-11-28 |
| Julius Baer (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-06-21 | 2007-08-24 |
| MEAG Hong Kong Limited | RO | Type 4 — Advising on securities | 2004-11-17 | 2007-02-26 |
| MEAG Hong Kong Limited | RO | Type 9 — Asset management | 2004-11-17 | 2007-02-26 |
| MEAG Hong Kong Limited | Rep | Type 4 — Advising on securities | 2004-10-21 | 2004-11-17 |
| MEAG Hong Kong Limited | Rep | Type 9 — Asset management | 2004-10-21 | 2004-11-17 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2004-05-06 | 2004-10-07 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
RO | Type 9 — Asset management | 2004-05-06 | 2004-10-07 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2004-03-31 | 2004-10-07 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 9 — Asset management | 2004-03-31 | 2004-10-07 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-31 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-31 |