Korea Investment Management Asia Limited

韓國投資運用亞洲有限公司
CE No. ASY651 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Korea Investment Management Asia Limited (韓國投資運用亞洲有限公司), a Hong Kong-based licensed corporation with CE reference ASY651. Current licensed staff on file: 0 (total recorded over time: 16). Earliest licence on file: 2009-08-21.

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2014-01-28 2014-12-09
Type 4 — Advising on securities 2009-08-21 2014-12-09
Type 9 — Asset management 2009-08-21 2014-12-09

Licensed staff (all-time) (16)
Active on date

Name Activities First licensed To
Ting Ka Chow 周廷珈 RO 4, 9 Rep 4, 9 2010-03 2014-09
Alastair Gordon Hoyne RO 1 2014-01 2014-05
Song Chol Hwang 黃晟喆 RO 4, 9 Rep 4, 9 2012-07 2014-09
Dong Jun Lee 李東埈 RO 4, 9 2010-04 2011-08
Ho Wa (SFC:AAV118) Leung 梁可華 RO 4, 9 2010-06 2013-01
Shiu Cheong Ng 吳兆昌 RO 4, 9 2009-08 2010-06
Jae Won Oh 吳宰源 RO 4, 9 2011-05 2012-07
Myung Joo Park 朴明柱 RO 1 2014-01 2014-12
Francis Chi Wai Wong 王志偉 RO 4, 9 2009-08 2010-05
Howard Horg Wang Wong 王學宏 RO 4, 9 2009-08 2010-01
Choonshik Yi RO 4, 9 Rep 4, 9 2010-02 2013-05
Lei (SFC:AXM313) Huang 黃磊 Rep 4, 9 2013-07 2014-09
Yi (SFC:BAU773) Jiang 蔣毅 Rep 4, 9 2014-01 2014-07
Hongju Lee Rep 4, 9 2014-02 2014-09
Sek Chuen Li 李錫全 Rep 4, 9 2013-08 2013-10
Agnes Chi Yun Wun 尹芷茵 Rep 4, 9 2009-08 2013-08
Showing 1–16 of 16

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