Jae Won Oh
吳宰源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jae Won Oh (吳宰源), a licensed former licensee with CE reference ARQ096. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tandem Investors Limited |
RO | Type 4 — Advising on securities | 2015-08-25 | 2017-02-23 |
| Tandem Investors Limited |
RO | Type 9 — Asset management | 2015-08-25 | 2017-02-23 |
| Korea Investment Management Asia Limited 韓國投資運用亞洲有限公司 |
RO | Type 4 — Advising on securities | 2011-05-31 | 2012-07-12 |
| Korea Investment Management Asia Limited 韓國投資運用亞洲有限公司 |
RO | Type 9 — Asset management | 2011-05-31 | 2012-07-12 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-19 | 2010-03-22 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-09-19 | 2010-03-22 |