Choonshik Yi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Choonshik Yi ( ), a licensed former licensee with CE reference AUM311. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
RO | Type 4 — Advising on securities | 2015-03-19 | 2021-12-31 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
RO | Type 9 — Asset management | 2015-03-19 | 2021-12-31 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-29 | 2021-12-31 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2014-09-29 | 2015-03-19 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2014-09-29 | 2015-03-19 |
| Hamon Asian Advisors Limited | Rep | Type 4 — Advising on securities | 2013-07-08 | 2014-09-17 |
| Hamon Asset Management Limited | Rep | Type 4 — Advising on securities | 2013-07-08 | 2014-09-17 |
| PFP Capital Limited | Rep | Type 4 — Advising on securities | 2013-07-08 | 2014-09-17 |
| Hamon Asset Management Limited | Rep | Type 5 — Advising on futures contracts | 2013-07-08 | 2014-09-17 |
| PFP Capital Limited | Rep | Type 5 — Advising on futures contracts | 2013-07-08 | 2014-09-17 |
| Hamon Asian Advisors Limited | Rep | Type 9 — Asset management | 2013-07-08 | 2014-09-17 |
| Hamon Asset Management Limited | Rep | Type 9 — Asset management | 2013-07-08 | 2014-09-17 |
| PFP Capital Limited | Rep | Type 9 — Asset management | 2013-07-08 | 2014-09-17 |
| Korea Investment Management Asia Limited 韓國投資運用亞洲有限公司 |
RO | Type 4 — Advising on securities | 2012-07-26 | 2013-05-31 |
| Korea Investment Management Asia Limited 韓國投資運用亞洲有限公司 |
RO | Type 9 — Asset management | 2012-07-26 | 2013-05-31 |
| Korea Investment Management Asia Limited 韓國投資運用亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-02-03 | 2012-07-26 |
| Korea Investment Management Asia Limited 韓國投資運用亞洲有限公司 |
Rep | Type 9 — Asset management | 2010-02-03 | 2012-07-26 |