Guqiao Chen
陳谷喬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guqiao Chen (陳谷喬), a licensed Responsible Officer with CE reference AQZ559. Currently licensed at 1 firm(s): Courage Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Courage Capital Limited 勇猛資本有限公司 |
RO | Type 4 — Advising on securities | 2026-04-10 | present |
| Courage Capital Limited 勇猛資本有限公司 |
RO | Type 9 — Asset management | 2026-04-10 | present |
| Avalok Capital Limited 宏觀資本有限公司 |
RO | Type 4 — Advising on securities | 2015-07-20 | 2026-04-03 |
| Avalok Capital Limited 宏觀資本有限公司 |
RO | Type 9 — Asset management | 2012-05-31 | 2026-04-03 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-04-14 | 2011-03-09 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2009-05-12 | 2010-03-21 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-08-15 | 2009-04-30 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-06-12 | 2008-07-23 |