Yang Geng
耿阳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang Geng (耿阳), a licensed Representative with CE reference BID762. Currently licensed at 1 firm(s): SPDB International Investment Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SPDB International Investment Management Limited 浦銀國際投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-02 | present |
| SPDB International Investment Management Limited 浦銀國際投資管理有限公司 |
Rep | Type 9 — Asset management | 2021-11-02 | present |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-07 | 2017-09-08 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-09-07 | 2017-09-08 |