Shuang Liu
劉爽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuang Liu (劉爽), a licensed Responsible Officer with CE reference AHO649. Currently licensed at 1 firm(s): BOB International Asset Management Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 20.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOB International Asset Management Company Limited 北銀國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2016-09-14 | present |
| BOB International Asset Management Company Limited 北銀國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2015-07-14 | present |
| BOB International Asset Management Company Limited 北銀國際資產管理有限公司 |
RO | Type 9 — Asset management | 2015-07-14 | present |
| Fortune Asset Management Limited 富強資產管理有限公司 |
RO | Type 4 — Advising on securities | 2012-05-31 | 2015-07-01 |
| Fortune Asset Management Limited 富強資產管理有限公司 |
RO | Type 9 — Asset management | 2012-02-06 | 2015-07-01 |
| PACAT Capital Management Limited | Rep | Type 9 — Asset management | 2011-10-19 | 2012-01-31 |
| OP Investment Management Limited 東英投資管理有限公司 |
Rep | Type 9 — Asset management | 2009-05-11 | 2011-10-11 |
| SanJohn Capital Limited 三川資本有限公司 |
Rep | Type 9 — Asset management | 2008-08-27 | 2009-05-10 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-04-22 | 2008-07-23 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-04-22 | 2008-07-23 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-11-30 | 2008-04-15 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-11-30 | 2008-04-15 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-05-10 | 2007-11-11 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-02-09 | 2007-11-11 |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2007-02-09 | 2007-11-11 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-12-01 | 2007-11-11 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-19 | 2006-11-17 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-10 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-10 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-10 |