Yun Shen
沈云
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yun Shen (沈云), a licensed former licensee with CE reference BUI241. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2024-05-31 | 2025-10-27 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2024-05-31 | 2025-10-27 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2024-05-31 | 2025-10-27 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2024-05-31 | 2025-10-27 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2024-05-31 | 2025-10-27 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2024-05-31 | 2025-10-27 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2024-05-31 | 2025-10-27 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2024-05-31 | 2025-10-27 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 9 — Asset management | 2024-05-31 | 2025-10-27 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2024-05-31 | 2025-10-27 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
RO | Type 9 — Asset management | 2024-05-31 | 2025-10-27 |