Andrea Ka Yan Lai
黎嘉欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrea Ka Yan Lai (黎嘉欣), a licensed Responsible Officer with CE reference AMA243. Currently licensed at 1 firm(s): SDIC Securities Asset Management (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SDIC Securities Asset Management (Hong Kong) Limited 國投證券資產管理（香港）有限公司 |
RO | Type 4 — Advising on securities | 2012-12-07 | present |
| SDIC Securities Asset Management (Hong Kong) Limited 國投證券資產管理（香港）有限公司 |
RO | Type 9 — Asset management | 2012-12-07 | present |
| SDIC Securities Asset Management (Hong Kong) Limited 國投證券資產管理（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2012-06-18 | 2012-12-07 |
| SDIC Securities Asset Management (Hong Kong) Limited 國投證券資產管理（香港）有限公司 |
Rep | Type 9 — Asset management | 2012-06-18 | 2012-12-07 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-02 | 2012-06-17 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-11-02 | 2012-06-17 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-11-02 | 2012-06-17 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-16 | 2011-10-14 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-11-16 | 2011-10-14 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 1 — Dealing in securities | 2009-12-21 | 2011-10-14 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-10 | 2011-10-14 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-08-10 | 2011-10-14 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-06-27 | 2011-10-14 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2007-09-25 | 2011-10-14 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-09-25 | 2008-08-13 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-26 | 2009-12-21 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 — Asset management | 2005-05-26 | 2011-10-14 |