Kung Hang Lo
羅功恆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kung Hang Lo (羅功恆), a licensed former licensee with CE reference ADI031. Total licence records on file: 25.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL OF TECHNOLOGY (HONG KONG) LIMITED 中國國際科技金融(香港)有限公司 |
RO | Type 4 — Advising on securities | 2026-01-16 | 2026-04-30 |
| CHINA INTERNATIONAL CAPITAL OF TECHNOLOGY (HONG KONG) LIMITED 中國國際科技金融(香港)有限公司 |
RO | Type 9 — Asset management | 2026-01-16 | 2026-04-30 |
| Blue Box Securities Limited |
RO | Type 4 — Advising on securities | 2023-11-29 | 2025-07-10 |
| Blue Box Securities Limited |
RO | Type 9 — Asset management | 2023-11-29 | 2025-07-10 |
| Grit Asset Management Limited 沙礫資產管理股份有限公司 |
RO | Type 4 — Advising on securities | 2020-03-06 | 2023-09-30 |
| Grit Asset Management Limited 沙礫資產管理股份有限公司 |
RO | Type 9 — Asset management | 2020-03-06 | 2023-09-30 |
| Mango Financial Limited 芒果金融有限公司 |
RO | Type 4 — Advising on securities | 2019-04-12 | 2019-09-21 |
| Mango Financial Limited 芒果金融有限公司 |
RO | Type 9 — Asset management | 2019-04-12 | 2019-09-21 |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 4 — Advising on securities | 2018-07-12 | 2018-11-05 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
RO | Type 9 — Asset management | 2018-07-12 | 2018-11-05 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-25 | 2018-07-12 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-04-25 | 2018-07-12 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
RO | Type 9 — Asset management | 2016-03-14 | 2018-04-09 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
RO | Type 4 — Advising on securities | 2015-11-23 | 2018-04-09 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-07-07 | 2016-03-14 |
| Sumitomo Mitsui Trust (Hong Kong) Limited 三井住友信託(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-09 | 2014-12-25 |
| Chuo Mitsui Investments Hong Kong Limited 中央三井(香港)投資有限公司 |
RO | Type 4 — Advising on securities | 2010-06-21 | 2011-10-28 |
| Chuo Mitsui Investments Hong Kong Limited 中央三井(香港)投資有限公司 |
Rep | Type 4 — Advising on securities | 2009-06-05 | 2010-06-21 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-10-02 | 2009-04-25 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 — Asset management | 2007-10-02 | 2009-04-25 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2007-07-10 | 2009-04-25 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2004-03-02 | 2004-07-21 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-31 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-31 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-31 |