Jianye Liu
劉建業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jianye Liu (劉建業), a licensed former licensee with CE reference ARO132. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2022-04-12 | 2026-01-14 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
RO | Type 9 — Asset management | 2022-04-12 | 2026-01-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2008-08-27 | 2009-01-12 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2008-08-27 | 2009-01-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2008-08-27 | 2009-01-12 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2008-08-27 | 2009-01-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2008-08-27 | 2009-01-12 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2008-08-27 | 2009-01-12 |