Ziyuan Shi
史梓渊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ziyuan Shi (史梓渊), a licensed former licensee with CE reference BKK572. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CR Wealth and Asset Management Limited 華興財富資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2025-07-10 | 2026-02-15 |
| CR Wealth and Asset Management Limited 華興財富資產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-07-10 | 2026-02-15 |
| CR Wealth and Asset Management Limited 華興財富資產管理有限公司 |
RO | Type 9 — Asset management | 2025-07-10 | 2026-02-15 |
| CR Wealth and Asset Management Limited 華興財富資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2025-06-05 | 2025-07-10 |
| CR Wealth and Asset Management Limited 華興財富資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-06-05 | 2025-07-10 |
| CR Wealth and Asset Management Limited 華興財富資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-06-05 | 2025-07-10 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 1 — Dealing in securities | 2022-11-23 | 2025-05-09 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2022-11-23 | 2025-05-09 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 4 — Advising on securities | 2022-11-23 | 2025-05-09 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2022-11-23 | 2025-05-09 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2022-11-23 | 2025-05-09 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 9 — Asset management | 2022-11-23 | 2025-05-09 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-12-03 | 2022-09-01 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2021-12-03 | 2022-09-01 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-12-03 | 2022-09-01 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-15 | 2022-11-23 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-15 | 2022-11-23 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-15 | 2022-11-23 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-15 | 2020-12-09 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2017-08-15 | 2022-11-23 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2017-08-15 | 2020-12-09 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-08-15 | 2022-11-23 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 — Asset management | 2017-08-15 | 2022-11-23 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-08-15 | 2020-12-09 |