Ledong Yang

楊樂東
CE No. ATS611 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ledong Yang (楊樂東), a licensed former licensee with CE reference ATS611. Total licence records on file: 13.

Licence history

FirmRoleRegulated activityFromTo
Haitong International Investment Managers Limited
海通國際投資經理有限公司
RO Type 1 — Dealing in securities 2016-11-02 2021-04-21
Haitong International Asset Management (HK) Limited
海通國際資產管理(香港)有限公司
RO Type 9 — Asset management 2016-11-02 2021-04-21
Haitong International Investment Managers Limited
海通國際投資經理有限公司
RO Type 9 — Asset management 2016-11-02 2021-04-21
Haitong International Asset Management Limited
海通國際資產管理有限公司
RO Type 9 — Asset management 2016-11-02 2020-12-09
Haitong International Asset Management (HK) Limited
海通國際資產管理(香港)有限公司
Rep Type 5 — Advising on futures contracts 2016-06-07 2021-04-21
Haitong International Asset Management Limited
海通國際資產管理有限公司
Rep Type 5 — Advising on futures contracts 2016-06-07 2020-12-09
Haitong International Investment Managers Limited
海通國際投資經理有限公司
Rep Type 1 — Dealing in securities 2015-06-22 2016-11-02
Haitong International Asset Management (HK) Limited
海通國際資產管理(香港)有限公司
Rep Type 4 — Advising on securities 2015-06-22 2021-04-21
Haitong International Investment Managers Limited
海通國際投資經理有限公司
Rep Type 4 — Advising on securities 2015-06-22 2021-04-21
Haitong International Asset Management Limited
海通國際資產管理有限公司
Rep Type 4 — Advising on securities 2015-06-22 2020-12-09
Haitong International Asset Management (HK) Limited
海通國際資產管理(香港)有限公司
Rep Type 9 — Asset management 2015-06-22 2016-11-02
Haitong International Asset Management Limited
海通國際資產管理有限公司
Rep Type 9 — Asset management 2015-06-22 2016-11-02
Haitong International Investment Managers Limited
海通國際投資經理有限公司
Rep Type 9 — Asset management 2015-06-22 2016-11-02

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