Suk Man (SFC:AXL459) Chan
陳淑雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suk Man (SFC:AXL459) Chan (陳淑雯), a licensed former licensee with CE reference AXL459. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-14 | 2016-06-19 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-11-29 | 2016-06-19 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-11-29 | 2016-06-19 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 — Asset management | 2011-11-29 | 2016-06-19 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-25 | 2016-06-19 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-25 | 2016-06-19 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-25 | 2016-06-19 |