Vincent Wing Tat Koo
古頴達
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent Wing Tat Koo (古頴達), a licensed Responsible Officer with CE reference ACW766. Currently licensed at 1 firm(s): GY Investment Management Group Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 27.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GY Investment Management Group Limited 國岳投資集團管理有限公司 |
RO | Type 4 — Advising on securities | 2026-01-22 | present |
| GY Investment Management Group Limited 國岳投資集團管理有限公司 |
RO | Type 9 — Asset management | 2026-01-22 | present |
| China Arab Capital Limited 中阿資本有限公司 |
RO | Type 4 — Advising on securities | 2023-11-07 | 2025-10-01 |
| China Arab Capital Limited 中阿資本有限公司 |
RO | Type 9 — Asset management | 2023-11-07 | 2025-10-01 |
| China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-09-28 | 2021-08-31 |
| China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2020-04-23 | 2021-08-31 |
| China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 |
RO | Type 9 — Asset management | 2020-04-23 | 2021-08-31 |
| China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2019-06-11 | 2019-11-30 |
| China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 |
RO | Type 9 — Asset management | 2019-06-11 | 2019-11-30 |
| Quantum Capital Management Limited 量子資本管理有限公司 |
RO | Type 4 — Advising on securities | 2019-06-05 | 2019-11-30 |
| Quantum Capital Management Limited 量子資本管理有限公司 |
RO | Type 9 — Asset management | 2019-06-05 | 2019-11-30 |
| Kingdom Investment Managers Limited 國權投資管理有限公司 |
RO | Type 4 — Advising on securities | 2015-10-05 | 2017-12-29 |
| Kingdom Investment Managers Limited 國權投資管理有限公司 |
RO | Type 9 — Asset management | 2015-10-05 | 2017-12-29 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-05-24 | 2012-06-15 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 5 — Advising on futures contracts | 2010-05-24 | 2012-06-15 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 4 — Advising on securities | 2009-06-25 | 2012-06-15 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 1 — Dealing in securities | 2008-07-15 | 2012-06-15 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 9 — Asset management | 2008-06-24 | 2012-06-15 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-07-19 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 4 — Advising on securities | present | 2004-07-07 |
| Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 |
RO | Type 4 — Advising on securities | present | 2004-02-13 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2004-07-07 |
| Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2004-02-13 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-07-07 |
| Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-02-13 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 9 — Asset management | present | 2005-07-19 |
| Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 |
RO | Type 9 — Asset management | present | 2004-02-13 |