Siu Chung (SFC:AFB117) Chan
陳兆聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Chung (SFC:AFB117) Chan (陳兆聰), a licensed former licensee with CE reference AFB117. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-18 | 2004-09-03 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-29 |
| Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-29 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-29 |
| Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-29 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-30 |
| Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-30 |