Jianxin Yang
楊建新
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jianxin Yang (楊建新), a licensed former licensee with CE reference ASC682. Total licence records on file: 30.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 1 — Dealing in securities | 2014-03-31 | 2022-09-19 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2014-03-31 | 2022-09-19 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2014-03-31 | 2022-09-19 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 4 — Advising on securities | 2014-03-31 | 2022-09-19 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2014-03-31 | 2022-09-19 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2014-03-31 | 2022-09-19 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2014-03-31 | 2022-09-19 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 9 — Asset management | 2014-03-31 | 2022-09-19 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 9 — Asset management | 2014-03-31 | 2022-09-19 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-20 | 2014-03-31 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-20 | 2014-03-31 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-20 | 2014-03-31 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-20 | 2014-03-31 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2014-01-20 | 2014-03-31 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2014-01-20 | 2014-03-31 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-01-20 | 2014-03-31 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-01-20 | 2014-03-31 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 — Asset management | 2014-01-20 | 2014-03-31 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2011-10-28 | 2014-01-01 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2011-10-28 | 2014-01-01 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
RO | Type 4 — Advising on securities | 2011-01-04 | 2014-01-01 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
RO | Type 9 — Asset management | 2011-01-04 | 2014-01-01 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-01-03 | 2011-01-04 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-01-03 | 2011-01-04 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2010-05-20 | 2010-12-16 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2010-05-20 | 2010-12-16 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 9 — Asset management | 2010-05-20 | 2010-12-16 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2009-03-19 | 2010-12-16 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2009-03-19 | 2010-12-16 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2009-03-19 | 2010-12-16 |