Lye King Royston Quek
郭來欽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lye King Royston Quek (郭來欽), a licensed Responsible Officer with CE reference BEO222. Currently licensed at 2 firm(s): Haitong International Securities Company Limited, Haitong International Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-14 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-02-25 | present |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-09-28 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-28 | 2019-02-25 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-02 | 2018-05-18 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-12-02 | 2018-05-18 |