Yingzi Jin
金英子
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yingzi Jin (金英子), a licensed Responsible Officer with CE reference AML454. Currently licensed at 1 firm(s): Haitong International Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-05-29 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 4 — Advising on securities | 2023-05-29 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-15 | 2023-05-29 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-03-15 | 2023-05-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | 2007-10-22 | 2013-10-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2005-09-14 | 2020-09-07 |