Roger Ruu Shyang Teow
趙汝翔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roger Ruu Shyang Teow (趙汝翔), a licensed former licensee with CE reference ARI044. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-07-25 | 2023-06-12 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 4 — Advising on securities | 2022-07-25 | 2023-06-12 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-03 | 2022-07-25 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-12-03 | 2022-07-25 |