Kenneth Shiu Pong Ho
何兆邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Shiu Pong Ho (何兆邦), a licensed Responsible Officer with CE reference AGK896. Currently licensed at 2 firm(s): Haitong International Securities Company Limited, Haitong International Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-03-31 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 4 — Advising on securities | 2014-03-31 | present |
| Haitong International Capital Limited 海通國際資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-03-31 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-29 | 2014-03-31 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-06-29 | 2014-03-31 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-06-29 | 2014-03-31 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-09-22 | 2012-03-15 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-06-09 | 2012-03-15 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-06-09 | 2012-03-15 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-05-10 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-05-10 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-05-10 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-15 |