Michael Hing Tong Wu
胡慶堂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Hing Tong Wu (胡慶堂), a licensed former licensee with CE reference ACI997. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Solo Securities Limited 高歌證券有限公司 |
RO | Type 4 — Advising on securities | 2022-03-04 | 2024-06-07 |
| Solo Securities Limited 高歌證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-08-02 | 2024-06-07 |
| Solo Asset Management Limited 高歌資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-08-02 | 2024-06-07 |
| Solo Asset Management Limited 高歌資產管理有限公司 |
RO | Type 9 — Asset management | 2018-08-02 | 2024-06-07 |
| Solo Asset Management Limited 高歌資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2018-01-15 | 2024-06-07 |
| Solo Futures Limited 高歌期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-11-07 | 2024-06-07 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-05-15 | 2016-03-06 |
| United Simsen Forex Dealers Limited 天行聯合滙業有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2013-02-20 | 2016-03-06 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-02-01 | 2013-05-15 |
| United Simsen Forex Dealers Limited 天行聯合滙業有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2013-01-02 | 2013-02-20 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2010-04-08 | 2012-12-06 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-07-21 | 2012-12-06 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2008-07-21 | 2010-04-08 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2008-07-01 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | present | 2008-07-01 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-01-07 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-07 |