Tsz Chung Au
區子聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Chung Au (區子聰), a licensed Responsible Officer with CE reference AWO394. Currently licensed at 1 firm(s): DL SECURITIES (HK) LIMITED. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-04-21 | present |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-06-29 | 2022-04-21 |
| Draco Capital Limited 瓏盛資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-02-18 | 2020-05-31 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-05-26 | 2018-12-28 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-27 | 2018-12-28 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-01-27 | 2018-12-28 |