Sen Ming Samuel Au
歐宸銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sen Ming Samuel Au (歐宸銘), a licensed former licensee with CE reference BMT434. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-20 | 2020-04-05 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-04-20 | 2020-04-05 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-20 | 2020-04-05 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2018-04-20 | 2020-04-05 |