Haofei Chen
陳昊飛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Haofei Chen (陳昊飛), a licensed Responsible Officer with CE reference AJD676. Currently licensed at 2 firm(s): BOCI Securities Limited, BOCI Research Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2026-03-12 | present |
| BOCI Research Limited 中銀國際研究有限公司 |
RO | Type 4 — Advising on securities | 2025-10-21 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-09-26 | 2025-04-30 |
| Haitong International Research Limited 海通國際研究有限公司 |
RO | Type 4 — Advising on securities | 2024-08-12 | 2025-04-30 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-12-23 | 2024-09-26 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 4 — Advising on securities | 2022-12-23 | 2025-04-30 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-02-26 | 2022-12-23 |
| Haitong International Research Limited 海通國際研究有限公司 |
RO | Type 4 — Advising on securities | 2021-02-26 | 2021-08-25 |
| Haitong International Research Limited 海通國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-10 | 2021-02-26 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-04-01 | 2016-08-22 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-02 | 2016-08-22 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2005-12-01 | 2006-10-31 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2005-12-01 | 2006-10-31 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-02-03 | 2005-09-30 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2003-10-22 | 2005-02-03 |