Vernon Russell Willis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vernon Russell Willis ( ), a licensed former licensee with CE reference AXE224. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-10 | 2024-12-21 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-11-10 | 2024-12-21 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-01 | 2020-09-03 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-09-01 | 2020-09-03 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-06-16 | 2020-09-01 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-06-16 | 2020-09-01 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2011-11-25 | 2016-04-08 |
| UBS Securities Hong Kong Limited | Rep | Type 7 — Providing automated trading services | 2011-11-25 | 2016-04-08 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2011-04-28 | 2016-04-08 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2011-04-28 | 2016-04-08 |