Richard Ian Appleby
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Ian Appleby ( ), a licensed former licensee with CE reference BBF268. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-02 | 2017-09-11 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-09 | 2016-11-01 |