Eric Yam Pui Lo
盧任培
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Yam Pui Lo (盧任培), a licensed former licensee with CE reference ACA520. Total licence records on file: 25.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-26 | 2019-11-28 |
| CMB International Securities Limited 招銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-04-08 | 2019-11-28 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-04-08 | 2019-11-28 |
| CMB International Securities Limited 招銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2019-04-08 | 2019-11-28 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-10 | 2019-04-08 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-01-10 | 2019-04-08 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-05 | 2018-12-13 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-09-05 | 2018-12-13 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2013-06-17 | 2018-03-16 |
| iBest Consultants Limited | RO | Type 2 — Dealing in futures contracts | 2012-03-23 | 2017-06-07 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-04-14 | 2018-03-16 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 4 — Advising on securities | 2008-04-14 | 2018-03-16 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2005-05-03 | 2008-04-14 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-04-08 | 2018-03-16 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2004-04-08 | 2018-03-16 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2003-12-18 | 2013-06-17 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-04-14 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-04-08 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-14 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-10-14 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-29 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-10-14 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-09-29 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-14 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-29 |